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基于Lasso Cox回归模型的早期阿尔茨海默病转归预测研究

韩红娟 秦瑶 乔果果 陈杜荣 崔靖 马艺菲 张荣 余红梅

韩红娟, 秦瑶, 乔果果, 陈杜荣, 崔靖, 马艺菲, 张荣, 余红梅. 基于Lasso Cox回归模型的早期阿尔茨海默病转归预测研究[J]. 中华疾病控制杂志, 2023, 27(8): 907-915. doi: 10.16462/j.cnki.zhjbkz.2023.08.007
引用本文: 韩红娟, 秦瑶, 乔果果, 陈杜荣, 崔靖, 马艺菲, 张荣, 余红梅. 基于Lasso Cox回归模型的早期阿尔茨海默病转归预测研究[J]. 中华疾病控制杂志, 2023, 27(8): 907-915. doi: 10.16462/j.cnki.zhjbkz.2023.08.007
HAN Hongjuan, QIN Yao, QIAO Guoguo, CHEN Durong, CUI Jing, MA Yifei, ZHANG Rong, YU Hongmei. Prediction of early Alzheimer′s disease progression based on Lasso Cox regression model[J]. CHINESE JOURNAL OF DISEASE CONTROL & PREVENTION, 2023, 27(8): 907-915. doi: 10.16462/j.cnki.zhjbkz.2023.08.007
Citation: HAN Hongjuan, QIN Yao, QIAO Guoguo, CHEN Durong, CUI Jing, MA Yifei, ZHANG Rong, YU Hongmei. Prediction of early Alzheimer′s disease progression based on Lasso Cox regression model[J]. CHINESE JOURNAL OF DISEASE CONTROL & PREVENTION, 2023, 27(8): 907-915. doi: 10.16462/j.cnki.zhjbkz.2023.08.007

基于Lasso Cox回归模型的早期阿尔茨海默病转归预测研究

doi: 10.16462/j.cnki.zhjbkz.2023.08.007
基金项目: 

国家自然科学基金 81973154

山西省青年自然科学基金 201901D211330

山西省青年自然科学基金 20210302123242

山西省研究生创新项目 2022Y367

详细信息
    通讯作者:

    余红梅,E-mail: yu@sxmu.edu.cn

  • 中图分类号: R741;R181

Prediction of early Alzheimer′s disease progression based on Lasso Cox regression model

Funds: 

National Natural Science Foundation of China 81973154

Natural Science Foundation for Young Scientists of Shanxi Province 201901D211330

Natural Science Foundation for Young Scientists of Shanxi Province 20210302123242

Postgraduate Innovation Project in Shanxi Province 2022Y367

More Information
  • 摘要:   目的  探讨认知正常(normal cognition, NC)进展为轻度认知功能障碍(mild cognitive impairment, MCI)、MCI逆转为NC和MCI进展为阿尔茨海默病(Alzheimer′ disease, AD)的相关因素并建立预测模型。  方法  利用阿尔茨海默病神经影像学倡议(Alzheimer′s Disease Neuroimaging Initiative, ADNI)数据,分别构建NC进展为MCI、MCI逆转为NC和MCI进展为AD的Lasso Cox回归模型。  结果  共纳入502例NC和990例MCI患者,其中NC进展为MCI者104例,MCI逆转为NC者90例,MCI进展为AD者370例。结果显示较低的雷氏听觉和语言学习测试-学习成绩(HR=0.884 0, 95% CI: 0.778 0~0.990 0)、内嗅皮层萎缩(HR=0.999 6, 95% CI: 0.999 2~0.999 9)、较高的功能活动量表得分(HR=1.552 0, 95% CI: 1.292 0~1.813 0)和Tau蛋白(HR=1.003 0, 95% CI: 1.001 0~1.006 0)均是NC进展为MCI的相关因素;较低的AD评定量表-13条目得分(HR=0.925 0, 95% CI: 0.857 0~0.993 0)、功能活动量表得分(HR=0.826 0, 95% CI: 0.691 0~0.961 0)和较低浓度的Tau蛋白(HR=0.997 0, 95% CI: 0.994 0~0.999 0)均是MCI逆转为NC的相关因素;携带载脂蛋白E4(apolipoprotein E4, APOE4)基因(HR=1.304 0, 95% CI: 1.069 0~1.540 0)、较长的受教育年限(HR=1.055 0, 95% CI: 1.017 0~1.093 0)、较高的临床痴呆评定量表得分(HR=1.192 0, 95% CI: 1.060 0~1.324 0)、AD评定量表-13条目(HR=1.036 0, 95% CI: 1.011 0~1.061 0)、功能活动量表得分(HR=1.065 0, 95% CI: 1.039 0~1.091 0)和磷酸化Tau蛋白(HR=1.018 0, 95% CI: 1.009 0~1.027 0)、较低的雷氏听觉和语言学习测试-即时回忆(HR=0.973 0, 95% CI: 0.956 0~0.990 0)和较低浓度的Aβ淀粉样蛋白(HR=0.999 2, 95% CI: 0.998 8~0.999 6)均是MCI进展为AD的相关因素。  结论  AD的疾病转归受多个因素影响,不同阶段的风险预测有利于对重点人群的健康管理干预和预防性护理,减少其未来疾病进展的风险。
  • 图  1  基于Lasso Cox回归的变量选择

    1. A、B、C子图是log(λ)与自变量数目对应曲线;纵坐标为偏似然偏差;下横坐标为log(λ);上横坐标为不同log(λ)对应的模型中非零系数自变量的个数;D、E、F子图中每条曲线代表每个自变量系数的变化轨迹;a:偏似然偏差最小时最优调和系数;b:偏似然偏差一个标准误内最优调和系数;2. NC:认知正常;MCI:轻度认知功能障碍;AD:阿尔茨海默病。

    Figure  1.  Variable selection based on Lasso Cox

    1. Subplots A, B, and C are curves corresponding to log(λ) and the number of independent variables; the ordinate is the partial likelihood deviation; The lower axis is the log (λ); the upper axis shows the number of independent variables with nonzero coefficients corresponding to different log(λ) in the model; each curve in subplots D, E, and F represents the trajectory of the coefficient of each independent variable; a: the minimum optimal harmonic coefficient of partial likelihood deviation; b: the optimal harmonic coefficient within one standard error of partial likelihood deviation; 2. NC: normal cognition; MCI: mild cognitive impairment; AD: Alzheimer′s disease.

    图  2  NC进展为MCI的Lasso Cox回归预测列线图

    1. NC:认知正常; 2. MCI:轻度认知功能障碍。

    Figure  2.  Nomogram of NC progression to MCI based on Lasso Cox regression

    1. NC: normal cognition; 2. MCI: mild cognitive impairment.

    图  3  MCI逆转为NC的Lasso Cox回归预测列线图

    1. MCI:轻度认知功能障碍; 2. NC:认知正常。

    Figure  3.  Nomogram of MCI reversion to NC based on Lasso Cox regression

    1. MCI: mild cognitive impairment; 2. NC: normal cognition.

    图  4  MCI进展为AD的Lasso Cox回归预测列线图

    1. MCI:轻度认知功能障碍; 2. AD:阿尔茨海默病; 3. ICV:颅内总容积。

    Figure  4.  Nomogram of MCI progression to AD based on Lasso Cox regression

    1. MCI: mild cognitive impairment; 2. AD: Alzheimer′s disease; 3. ICV: total intracranial volume.

    表  1  研究变量基本信息

    Table  1.   Basic information of variables

    变量  Variable NC进展为MCI
    Progression from NC to MCI
    MCI逆转为NC
    Progression from MCI to NC
    MCI进展为AD
    Progression from MCI to AD
    是(n=104)
    Yes (n=104)
    否(n=398)
    No (n=398)
    是(n=90)
    Yes (n=90)
    否(n=900)
    No (n=900)
    是(n=370)
    Yes (n=370)
    否(n=620)
    No (n=320)
    性别(男/女)
    Gender (male/female)
    56/48 186/212 48/42 543/357 222/148 366/254
    婚姻状态(已婚/单身)
    Marital status (married/single)
    76/28 272/126 71/19 703/197 298/72 483/137
    携带APOE4(是/否)
    Carry APOE4(yes/no)
    38/66 102/296 33/57 452/448 237/133 244/376
    年龄/岁, [M(P25, P75)]
    Age /years, [M(P25, P75)]
    74.45 (71.53, 79.45) 72.90 (69.30, 77.33) 67.90 (62.98, 75.80) 73.70 (68.50, 78.78) 74.40 (69.50, 79.20) 72.20 (66.30, 77.90)
    受教育年限/年, [M(P25, P75)]
    Education/years, [M(P25, P75)]
    16 (15, 18) 16 (14, 18) 16 (15, 18) 16 (14, 18) 16 (14, 18) 16 (14, 18)
    临床痴呆评定量表得分
    Clinical dementia rating sum of boxes score
    0(0, 0) 0(0, 0) 1.00 (0.50, 1.50) 1.50 (1.00, 2.00) 2.00 (1.00, 2.50) 1.00 (0.50, 2.00)
    AD评定量表-11条目得分
    Alzheimer′s disease assessment scale-11 entries score
    6.33 (5.00, 8.33) 5.00 (3.33, 7.33) 6.00 (4.25, 8.75) 10.00 (7.00, 13.33) 12.00 (9.33, 15.33) 8.00 (6.00, 11.00)
    AD评定量表-13条目得分
    Alzheimer′s disease assessment scale-13 entries score
    10.33 (7.25, 13.92) 8.00 (5.33, 11.33) 9.84 (7.00, 12.92) 17.00 (12.00, 21.67) 20.00 (16.00, 24.33) 13.67 (10.00, 18.00)
    AD评定量表单词再认条目得分
    Task 4 word recognition of Alzheimer′s disease assessment scale score
    3.00 (2.00, 5.00) 2.00 (1.00, 4.00) 3.00 (2.00, 4.25) 6.00 (4.00, 8.00) 7.00 (5.00, 9.00) 5.00 (3.00, 6.00)
    简易精神状态量表得分
    Mini-mental state examination score
    29 (28, 30) 29 (29, 30) 29 (28, 30) 28 (26, 29) 27 (26, 29) 28 (27, 29)
    雷氏听觉和语言学习测试-即时回忆
    Rey′s auditory verbal learning test-immediate
    41.00 (34.25, 49.50) 46.00 (39.00, 53.00) 43.00 (35.00, 50.00) 32.00 (26.00, 40.00) 29.00 (24.00, 33.00) 37.00 (29.00, 45.00)
    雷氏听觉和语言学习测试-学习成绩
    Rey′s auditory verbal learning test-learning
    5.00 (3.25, 7.00) 6.00 (5.00, 8.00) 6.00 (4.00, 7.25) 4.00 (2.00, 6.00) 3.00 (2.00, 4.00) 5.00 (3.00, 7.00)
    雷氏听觉和语言学习测试-遗忘
    Rey′s auditory verbal learning test-forgetting
    4 (2, 6) 3 (2, 5) 4 (2, 6) 5 (3, 6) 5 (4, 7) 4 (3, 6)
    雷氏听觉和语言学习测试-遗忘百分比
    Rey′s auditory verbal learning test-percent forgetting
    38.46 (22.22, 61.15) 29.29 (14.29, 50) 35.71 (19.55, 57.14) 66.67 (37.50, 100.00) 85.71 (55.56, 100.00) 50.00 (27.27, 75.00)
    逻辑记忆延迟回忆总分
    Logical memory delayed recall total score
    12.00 (10.00, 14.00) 13.00 (11.00, 16.00) 8.00 (7.75, 10.00) 6.00 (3.00, 8.00) 3.00 (1.00, 7.00) 8.00 (5.00, 9.00)
    连线测验B的时间
    Trail making test-part B time
    80.50 (62.25, 99.75) 70.50 (54.00, 92.00) 71.00 (59.00, 86.25) 101.00 (73.00, 144.00) 112.00 (79.00, 169.00) 86.50 (66.25, 122.00)
    功能活动量表得分
    Functional activities questionary score
    0 (0, 0) 0 (0, 0) 0 (0, 1) 2 (0, 5) 4 (1, 8) 1 (0, 3)
    改进的临床前AD认知数字测试组合得分
    Modified preclinical Alzheimer′s cognitive composite with digit symbol substitution score
    -0.96 (-2.46, 1.20) 0.44 (-1.27, 2.01) -1.93 (-3.83, -0.80) -6.47 (-9.47, -3.49) -8.64 (-10.67, -5.62) -4.49 (-7.34, -1.97)
    改进的临床前AD认知试验测试组合得分
    Modified preclinical Alzheimer′s cognitive composite with trails test score
    -0.90 (-2.66, 1.09) 0.62 (-1.41, 1.94) -1.38 (-2.89, -0.47) -5.91 (-8.87, -3.14) -8.20 (-10.51, -5.29) -3.81 (-6.84, -1.75)
    脑室/×104 mm3
    Ventricles /×104 mm3
    3.62 (2.51, 5.08) 2.81 (2.02, 3.95) 2.61 (1.85, 3.37) 3.69 (2.56, 5.26) 3.89 (2.84, 5.66) 3.32 (2.23, 4.82)
    海马体/×103 mm3
    Hippocampus/×103 mm3
    7.14 (6.56, 7.63) 7.59 (6.91, 8.03) 7.67 (7.00, 8.24) 6.69 (5.96, 7.46) 6.23 (5.61, 6.99) 7.13 (6.43, 7.78)
    全脑/×106 mm3
    Whole Brain/×106 mm3
    1.02 (0.94, 1.08) 1.04 (0.96, 1.11) 1.05 (0.99, 1.16) 1.03 (0.96, 1.10) 1.00 (0.94, 1.09) 1.05 (0.98, 1.12)
    内嗅皮层/×103 mm3
    Entorhinal/×103 mm3
    3.71 (3.27, 4.18) 3.90 (3.52, 4.35) 3.99 (3.55, 4.29) 3.50 (3.00, 3.98) 3.23 (2.77, 3.68) 3.72 (3.29, 4.14)
    梭状回/×104 mm3
    Fusiform/×104 mm3
    1.74 (1.57, 1.92) 1.79 (1.64, 1.98) 1.85 (1.72, 2.01) 1.74 (1.57, 1.91) 1.67 (1.49, 1.83) 1.81 (1.64, 1.98)
    中颞叶/×105 mm3
    Middle temporal lobe/×105 mm3
    1.95 (1.78, 2.18) 2.05 (1.88, 2.23) 2.06 (1.90, 2.29) 1.94 (1.78, 2.15) 1.86 (1.69, 2.03) 2.03 (1.85, 2.21)
    ICV/×106 mm3 1.50 (1.42, 1.64) 1.49 (1.38, 1.61) 1.49 (1.39, 1.65) 1.53 (1.43, 1.64) 1.54 (1.44, 1.66) 1.52 (1.42, 1.62)
    Aβ淀粉样蛋白/×103 pg/mL
    Amyloid beta protein/×103 pg/mL
    1.12 (0.80, 1.36) 1.29 (1.01, 1.51) 1.21 (0.96, 1.54) 0.86 (0.67, 1.11) 0.72 (0.58, 0.87) 1.04 (0.80, 1.27)
    Tau蛋白/×102 pg/mL
    Tau protein/×102 pg/mL
    2.40 (1.97, 2.98) 2.30 (1.90, 2.67) 2.30 (1.76, 2.59) 2.83 (2.22, 3.47) 3.17 (2.57, 3.79) 2.49 (1.95, 3.05)
    磷酸化Tau蛋白/×102 pg/mL
    Phosphorylated Tau protein /×102 pg/mL
    21.85 (17.63, 28.27) 20.47 (16.98, 24.52) 19.99 (15.27, 24.87) 27.53 (20.12, 34.84) 31.48 (24.45, 37.97) 23.35 (17.54, 29.51)
    注:APOE4, 载脂蛋白E4;ICV, 颅内总容积;NC, 认知正常;MCI, 轻度认知功能障碍;AD, 阿尔茨海默病。
    ①以[人数(占比/%)]或[M(P25, P75)]表示。
    Note: APOE4, apolipoprotein E4; ICV, total intracranial volume; NC, normal cognition; MCI, mild cognitive impairment; AD, Alzheimer′s disease.
    ① [Number of people (proportion/%)] or [M(P25, P75)].
    下载: 导出CSV

    表  2  不同转归的Lasso Cox模型分析结果(HR及其95% CI)及模型评价

    Table  2.   Results of transformation among different stages of AD based on the Lasso Cox model(HR and 95% CI) and model evaluation

    变量  Variable NC进展为MCI
    Progression from NC to MCI
    MCI逆转为NC
    Progression from MCI to NC
    MCI进展为AD
    Progression from MCI to AD
    性别(男/女)  Gender(male/female) 0.855 0(0.372 0~1.337 0)
    婚姻状态(已婚/单身)  Marital status(married/single) 1.490 0(0.957 0~2.022 0)
    携带APOE4(是/否)  Carry APOE4(yes/no) 1.217 0(0.764 0~1.669 0) 1.304 0(1.069 0~1.540 0)
    年龄/岁  Age/years 0.984 0(0.967 0~1.001 0)
    受教育年限/年  Education/years 1.055 0(1.017 0~1.093 0)
    临床痴呆评定量表得分
    Clinical dementia rating sum of boxes score
    2.045 0(0.570 0~3.519 0) 1.192 0(1.060 0~1.324 0)
    AD评定量表-13条目得分
    Alzheimer′s disease assessment scale-13 entries score
    1.040 0(0.970 0~1.110 0) 0.925 0(0.857 0~0.993 0) 1.036 0(1.011 0~1.061 0)
    AD评定量表单词再认条目得分
    Task 4 word recognition of Alzheimer′s disease assessment scale score
    1.069 0(0.876 0~1.262 0)
    简易精神状态量表得分  Mini-mental state examination score 0.972 0(0.909 0~1.035 0)
    雷氏听觉和语言学习测试-即时回忆
    Rey′s auditory verbal learning test-immediate
    0.973 0(0.956 0~0.990 0)
    雷氏听觉和语言学习测试-学习成绩
    Rey′s auditory verbal learning test-learning
    0.884 0(0.778 0~0.990 0)
    雷氏听觉和语言学习测试-遗忘百分比
    Rey′s auditory verbal learning test-percent forgetting
    1.007 0(0.999 0~1.015 0) 1.001 0(0.992 0~1.007 0) 1.001 0(0.997 0~1.005 0)
    逻辑记忆延迟回忆总分  Logical memory delayed recall total score 0.924 0(0.828 0~1.020 0) 1.060 0(0.960 0~1.159 0) 0.959 0(0.917 0~1.002 0)
    连线测验B的时间  Trail making test-part B time 0.994 0(0.9850~1.002 0) 1.001 0(0.999 0~1.003 0)
    功能活动量表得分  Functional activities questionary score 1.552 0(1.292 0~1.813 0) 0.826 0(0.691 0~0.961 0) 1.065 0(1.039 0~1.091 0)
    改进的临床前AD认知数字测试组合得分
    Modified preclinical Alzheimer′s cognitive composite with digit symbol substitution score
    1.004 0(0.864 0~1.143 0)
    改进的临床前AD认知试验测试组合得分
    Modified preclinical Alzheimer cognitive composite with trails test score
    1.063 0(0.903 0~1.223 0)
    脑室/×104 mm3  Ventricles/×104 mm3 1.000 0(0.999 8~1.000 2) 1.000 0(0.999 8~1.0002)
    海马体/×103 mm3  Hippocampus/×103 mm3 0.999 9(0.999 5~1.000 3) 1.000 2(0.999 8~1.000 1) 0.999 9(0.999 7~1.000 1)
    内嗅皮层/×103 mm3  Entorhinal/×103 mm3 0.999 6(0.999 2~0.999 9) 1.000 1(0.999 9~1.000 3) 0.999 8(0.999 6~1.000 0)
    梭状回/×104 mm3  Fusiform/×104 mm3 0.999 9(0.999 8~1.000 1)
    中颞叶/×105 mm3  Middle temporal lobe/×105 mm3 0.999 9(0.999 7~1.000 1) 0.999 9(0.999 7~1.000 1)
    ICV/×106 mm3 1.000 0(0.999 8~1.000 2)
    Aβ淀粉样蛋白/×103 pg/mL  Amyloid beta protein/×103 pg/mL 0.999 7(0.999 2~1.000 3) 1.000 2(0.999 8~1.000 6) 0.999 2(0.998 8~0.999 6)
    Tau蛋白/×102 pg/mL  Tau protein/×102 pg/mL 1.003 0(1.001 0~1.006 0) 0.997 0(0.994 0~0.999 0)
    磷酸化Tau蛋白/×102 pg/mL
    Phosphorylated Tau protein/×102 pg/mL
    1.018 0(1.009 0~1.027 0)
    AIC 1 063.715 0 1 012.672 0 4 069.952 0
    BIC 1 126.994 0 1 076.342 0 4 158.056 0
    C指数  C index 0.767 0 0.825 0 0.841 0
    注:APOE4, 载脂蛋白E4;ICV, 颅内总容积;AIC, 赤池信息准则;BIC, 贝叶斯信息准则;NC, 认知正常;MCI, 轻度认知功能障碍;AD, 阿尔茨海默病。
    P<0.05。② P<0.01。③ P<0.001。
    Note: APOE4, apolipoprotein E4; ICV, total intracranial volume; AIC, Akaike information criterion; BIC, Bayesian information criterion; NC, normal cognition; MCI, mild cognitive impairment; AD, Alzheimer′s disease.
    P<0.05. ② P<0.01. ③ P<0.001.
    下载: 导出CSV
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  • 收稿日期:  2022-04-14
  • 修回日期:  2022-12-15
  • 网络出版日期:  2023-09-02
  • 刊出日期:  2023-08-10

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